Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 01/04/2010
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 21,132,697,705 41%
of that, discretionary 21,132,697,705 41%
Number of Employees 61 13%
of those in investment advisory functions 21
Private Fund GAV* 5,950,793,672 19%
Avg Account Size 503,159,469 71%
% High Net Worth 4.76% -39%
SMA’s Yes
Private Funds 3 1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company
- Related adviser

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

21B 18B 15B 12B 9B 6B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG LLP Filing Date12/09/2025 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date01/09/2025 Form ADV-E View Report
Accounting Firm Name DEAN DORTON ALLEN FORD Filing Date05/04/2023 Form ADV-E View Report

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$378,632,835 % Position19.00% $ Change # Change
Stck Ticker78464A516 Stock NameSPDR SERIES TRUST $ Position$169,384,989 % Position9.00% $ Change9.00% # Change10.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$171,865,561 % Position9.00% $ Change-5.00% # Change-4.00%
Stck Ticker46641Q217 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$175,913,916 % Position9.00% $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$156,593,368 % Position8.00% $ Change-43.00% # Change-50.00%
Stck Ticker808524870 Stock NameSCHWAB STRATEGIC TR $ Position$148,950,115 % Position8.00% $ Change-1.00% # Change0.00%
Stck Ticker922042742 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$137,525,697 % Position7.00% $ Change18.00% # Change4.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$142,284,659 % Position7.00% $ Change18.00% # Change-1.00%
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$99,019,070 % Position5.00% $ Change-15.00% # Change-1.00%
Stck Ticker33739Q804 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$73,049,789 % Position4.00% $ Change-4.00% # Change-2.00%