Adviser Profile

AUM* 409,937,549 31%
of that, discretionary 399,329,700 29%
Number of Employees 7 40%
of those in investment advisory functions 7 40%
Private Fund GAV* 0
Avg Account Size 360,226 21%
% High Net Worth 30.68% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

399M 342M 285M 228M 171M 114M 57M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary