Adviser Profile

As of Date 07/31/2026
Registration SEC, Approved, 07/09/2009
ADV Location SAN JOSE, CA, United States
Contact Info 408 xxxxxxx
Websites
AUM* 58,567,545 -32%
of that, discretionary 58,567,545 -32%
Number of Employees 5
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 19,522,515 -32%
SMA’s No
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company
- An investment adviser to a company which has elected to be a business development company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

490M 420M 350M 280M 210M 140M 70M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker77543R102 Stock NameROKU INC $ Position$8,288,400 % Position13.00% $ Change25.00% # Change-14.00%
Stck Ticker093712107 Stock NameBLOOM ENERGY CORP $ Position$7,567,500 % Position12.00% $ Change75.00% # Change-22.00%
Stck Ticker773121108 Stock NameROCKET LAB CORP $ Position$6,099,000 % Position10.00% $ Change58.00% # Change0.00%
Stck Ticker19247G107 Stock NameCOHERENT CORP $ Position$3,944,700 % Position6.00% $ Change66.00% # Change0.00%
Stck Ticker02156V109 Stock NameOKLO INC $ Position$3,139,800 % Position5.00% $ Change111.00% # Change100.00%
Stck Ticker92552V100 Stock NameVIASAT INC $ Position$2,694,300 % Position4.00% $ Change # Change
Stck TickerN07045102 Stock NameASM INTERNATIONAL NV $ Position$2,297,720 % Position4.00% $ Change22.00% # Change-20.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$1,888,750 % Position3.00% $ Change22.00% # Change0.00%
Stck Ticker219350105 Stock NameCORNING INC $ Position$1,650,078 % Position3.00% $ Change88.00% # Change0.00%
Stck Ticker69608A108 Stock NamePALANTIR TECHNOLOGIES INC $ Position$1,516,710 % Position2.00% $ Change-20.00% # Change0.00%