Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 03/25/2020
ADV Location WHITE PLAINS, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 188,347,080 538%
of that, discretionary 188,347,080 538%
Number of Employees 4 33%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 62,782,360 325%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Other investment advisers

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

188M 161M 135M 108M 81M 54M 27M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary