Adviser Profile

As of Date 09/02/2026
Registration SEC, Approved, 11/15/2019
ADV Location LOS ANGELES, CA, United States
Contact Info 323 xxxxxxx
Websites
AUM* 134,218,190 35%
of that, discretionary 134,218,190 35%
Number of Employees 160 -6%
of those in investment advisory functions 16 23%
Private Fund GAV* 0
Avg Account Size 134,218,190 35%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

134M 115M 96M 77M 58M 38M 19M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees