Adviser Profile

As of Date 09/01/2026
Registration SEC, Approved, 07/17/2009
Other registrations (1)
ADV Location SOLANA BEACH, CA, United States
Contact Info 760 xxxxxxx
Websites
AUM* 1,493,859,551 60%
of that, discretionary 1,493,859,551 60%
Number of Employees 22
of those in investment advisory functions 13
Private Fund GAV* 0
Avg Account Size 114,912,273 72%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 1B 854M 640M 427M 213M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46429B614 Stock NameBlackrock Inc $ Position$35,708,323 % Position3.00% $ Change467.00% # Change381.00%
Stck Ticker925815102 Stock NameVicor Corp $ Position$15,088,280 % Position1.00% $ Change103.00% # Change-14.00%
Stck Ticker093712107 Stock NameBloom Energy Corp $ Position$15,032,990 % Position1.00% $ Change99.00% # Change-11.00%
Stck Ticker40131M109 Stock NameGuardant Health Inc $ Position$12,198,039 % Position1.00% $ Change # Change
Stck Ticker10950A106 Stock NameBrightSpring Health Services Inc $ Position$11,190,899 % Position1.00% $ Change61.00% # Change-2.00%
Stck Ticker125141101 Stock NameCECO Environmental Corp $ Position$10,950,231 % Position1.00% $ Change # Change
Stck Ticker82982T106 Stock NameSiTime Corp $ Position$10,484,065 % Position1.00% $ Change88.00% # Change-13.00%
Stck Ticker55826T102 Stock NameSphere Entertainment Co $ Position$10,388,202 % Position1.00% $ Change45.00% # Change-2.00%
Stck Ticker925550105 Stock NameViavi Solutions Inc $ Position$10,321,831 % Position1.00% $ Change15.00% # Change-20.00%
Stck Ticker816850101 Stock NameSemtech Corp $ Position$10,244,296 % Position1.00% $ Change # Change

Brochure Summary