Adviser Profile

As of Date 08/03/2026
Registration SEC, Approved, 03/31/1987
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 8,133,000,000 7%
of that, discretionary 8,133,000,000 7%
Number of Employees 24 -8%
of those in investment advisory functions 19 -14%
Private Fund GAV* 0
Avg Account Size 43,962,162 36%
% High Net Worth 0.52% -86%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

13B 11B 9B 7B 6B 4B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary