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Adviser Profile

Registration status Terminated
As of Date 04/24/2024
Adviser Type - Mid-sized advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 11
of those in investment advisory functions 7
AUM* 181,859,800
of that, discretionary 181,859,800
Private Fund GAV* 0 -100.00%
Avg Account Size 10,103,322
% High Net Worth 5.26% 100.00%
SMA’s Yes
Private Funds 0 1
Contact Info 302 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Other investment advisers
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
1B 1B 1B 802M 602M 401M 201M
2015 2016 2017 2018 2019 2020 2021 2022

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker03209R103 Stock NameAmphastar Pharmaceutcials Inc. $ Position$3,401 % Position5.68% $ Change-38.64% # Change-36.69%
Stck Ticker00108J109 Stock NameACM Research Inc. $ Position$3,002 % Position5.01% $ Change-55.81% # Change-45.68%
Stck TickerM85548101 Stock NameStratasys Ltd. $ Position$2,940 % Position4.91% $ Change-60.52% # Change-46.51%
Stck Ticker501270102 Stock NameKura Sushi USA Inc. $ Position$2,835 % Position4.73% $ Change-10.20% # Change0.00%
Stck Ticker23331S100 Stock NameDHI Group Inc. $ Position$2,400 % Position4.01% $ Change-24.81% # Change-9.99%
Stck Ticker45675Y104 Stock NameInformation Services Group, In $ Position$2,358 % Position3.94% $ Change-47.97% # Change-47.59%
Stck TickerG87264100 Stock NameTecnoglass Inc. $ Position$2,332 % Position3.89% $ Change-56.01% # Change-36.73%
Stck Ticker88830R101 Stock NameTitan Machinery Inc. $ Position$2,301 % Position3.84% $ Change-11.97% # Change10.98%
Stck Ticker129500104 Stock NameCaleres Inc. $ Position$2,280 % Position3.81% $ Change # Change
Stck Ticker04546C205 Stock NameAssertio Holdings Inc. $ Position$2,262 % Position3.78% $ Change-34.13% # Change-35.92%