9AT: CHESAPEAKE CAPITAL CORPORATION

other names

CHESAPEAKE CAPITAL CORPORATION

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 01/04/2016
ADV Location	TAMPA, FL, United States
Contact Info	804 xxxxxxx
Websites

AUM^*	171,860,247 -18%
of that, discretionary	171,860,247 -18%
Number of Employees	6 -25%
of those in investment advisory functions	5 -17%
Private Fund GAV^*	0
Avg Account Size	42,965,062 -18%
SMA’s	No
Private Funds	1 1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROUBAIX CAPITAL, LLC	Hedge Fund151.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV151.3m	AUM298.9m	#Funds2
Adviser STAINES FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund168.7m	Total Private Fund GAV168.7m	AUM168.7m	#Funds2
Adviser EXOME ASSET MANAGEMENT LLC	Hedge Fund292.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV292.6m	AUM548.6m	#Funds4
Adviser ZEST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM90.6m	#Funds1
Adviser HIGHLAND PEAK CAPITAL, LLC	Hedge Fund99.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.0m	AUM333.2m	#Funds4
Adviser ISO-MTS CAPITAL MANAGEMENT LP	Hedge Fund147.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV147.2m	AUM1.5b	#Funds3
Adviser HURRICANE CAPITAL ADVISORS LLC	Hedge Fund602.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV602.7m	AUM602.7m	#Funds31
Adviser ELM RIDGE MANAGEMENT, LLC	Hedge Fund155.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV155.1m	AUM155.1m	#Funds1
Adviser FRIESS ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM181.9m	#Funds-
Adviser EFS ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM70.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464288414	Stock NameISHARES TR	$ Position$6,318,579	% Position5.00%	$ Change48.00%	# Change49.00%
Stck Ticker464287176	Stock NameISHARES TR	$ Position$3,855,206	% Position3.00%	$ Change83.00%	# Change82.00%
Stck Ticker92206C409	Stock NameVANGUARD SCOTTSDALE FDS	$ Position$3,704,921	% Position3.00%	$ Change82.00%	# Change83.00%
Stck Ticker958102105	Stock NameWESTERN DIGITAL CORP	$ Position$2,547,475	% Position2.00%	$ Change57.00%	# Change0.00%
Stck Ticker78464A359	Stock NameSPDR SERIES TRUST	$ Position$2,928,365	% Position2.00%	$ Change79.00%	# Change74.00%
Stck Ticker464288687	Stock NameISHARES TR	$ Position$2,490,515	% Position2.00%	$ Change98.00%	# Change102.00%
Stck Ticker55024U109	Stock NameLUMENTUM HLDGS INC	$ Position$3,220,046	% Position2.00%	$ Change91.00%	# Change0.00%
Stck Ticker144285103	Stock NameCARPENTER TECHNOLOGY CORP	$ Position$2,097,666	% Position2.00%	$ Change25.00%	# Change0.00%
Stck Ticker055622104	Stock NameBP PLC	$ Position$1,004,202	% Position1.00%	$ Change35.00%	# Change0.00%
Stck Ticker16411R208	Stock NameCHENIERE ENERGY INC	$ Position$826,877	% Position1.00%	$ Change	# Change

Brochure Summary

Overview

Chesapeake Capital Corporation (“Chesapeake”) is an Illinois corporation that has been in the investment management business since 1988. Chesapeake is owned indirectly (through Chesapeake Holding Company) by Ralph J. Parker, Jr., who is Chesapeake Holding Company’s controlling shareholder. Mr. Parker also serves as Chairman and Chief Executive Officer of Chesapeake. Chesapeake provides investment management services on a discretionary basis to a U.S. privately offered investment fund sponsored by Chesapeake as well as to a publicly-offered mutual fund, an exchange-traded fund (an “ETF”), and to a separately-managed account (an “SMA”) held by a fund-of- funds. Chesapeake may in the future provide investment management services to additional SMAs and funds. The private and public investment funds that are offered to investors (referred to as “Funds”) generally invest their assets both in commodity futures interests and in securities, through which we pursue our investment strategies. Our trading strategy is to achieve capital appreciation for our Clients primarily through trading on an aggressive and very highly leveraged basis in a wide variety of these instruments. Our Funds trade varying levels of securities as described in their respective governing documents. Chesapeake also currently provides investment advisory services to clients apart from its management of the Funds. As of December 31, 2023 Chesapeake had approximately $202 million in net assets under management (including Funds and

individual clients), all managed on a discretionary basis. Chesapeake’s management of each Fund, and the terms of any investor’s investment in a Fund, are governed exclusively by the terms of that Fund’s organizational documents, private offering memorandum or other disclosure documents, including a prospectus in the case of publicly-offered mutual funds or ETFs, limited partnership agreement or operating agreement (if any), investment management agreement, and subscription agreement (the “governing documents”). Such governing documents describe how our trading strategies, and any restrictions, are implemented for a particular Fund. Chesapeake’s management of individual accounts is governed by the terms of an individual management agreement with a particular individual Client. See Items 5 and 6 below for a description of the fees and other compensation paid by the Funds and individual clients. All discussions in this brochure of the Funds, their investments, the strategies Chesapeake uses in managing the Funds or individual managed accounts, and the fees associated with an investment in the Funds or individual managed accounts are qualified in their entirety by reference to the Funds’ governing documents or the individual managed account agreement, as the case may be. This brochure and the material it contains are not meant to be, nor should they be construed as, an offer or solicitation of an offer for the purchase or sale an interest in the Funds.

CHESAPEAKE CAPITAL CORPORATION

Adviser Profile

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