Overview
A. Description of the Advisory Firm
B. Types of Advisory Services
in (1) certain private-credit, fixed-income, real-estate and other income-producing interval,
mutual and private funds, and (2) investing directly in other securities, including fixed-
income and equity securities, that Staines Fin believes provide attractive risk-adjusted
returns. Staines Fin, however, has discretion to invest in any type of investment transaction
that it deems appropriate under the terms of the Private Funds’ partnership agreements.
The investors in the Private Funds that Staines Fin manages have no opportunity to select
or evaluate any fund investments or strategies. Staines Fin selects all fund investments and
strategies.
Staines Fin offers the same suite of services to all its separately managed account clients.
However, specific client investment strategies and their implementation are dependent
upon the client Investment Questionnaire which outlines each client’s current situation
(income, tax levels, and risk tolerance levels). Separately managed
account clients may impose
restrictions in investing in certain securities or types of securities in accordance with the
clients’ values or beliefs. However, if the restrictions prevent Staines Fin from properly
servicing the client account, or if the restrictions would require Staines Fin to deviate from
its standard suite of services, Staines Fin reserves the right to end the client relationship.
A wrap fee program is an investment program wherein the investor pays one stated fee
that includes management fees, transaction costs, and certain other administrative fees.
Staines Fin does not participate in any wrap fee programs.
Staines Fin has the following assets under management:
Discretionary Amounts: Non-discretionary Amounts: Date Calculated:
$ 181,880,836.00 $0.00 December 2023
Portfolio Management Fees
Total Assets Under Management Annual Fees
$0 - $499,999 1.35%
C. Client Tailored Services and Client Imposed Restrictions (Separate
Accounts)
D. Wrap Fee Programs
E. Assets Under Management