Adviser Profile

As of Date 09/18/2026
Registration SEC, Approved, 05/10/2002
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 32,222,800,756 13%
of that, discretionary 30,066,022,009 11%
Number of Employees 31 -54%
of those in investment advisory functions 15 -57%
Private Fund GAV* 0 -100%
Avg Account Size 1,006,962,524 21%
SMA’s Yes
Private Funds 0 1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

49B 42B 35B 28B 21B 14B 7B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary