Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 02/02/1990
ADV Location CONSHOHOCKEN, PA, United States
Contact Info 215 xxxxxxx
Websites
AUM* 42,286,743,213 26%
of that, discretionary 42,286,743,213 26%
Number of Employees 30 -9%
of those in investment advisory functions 30 -9%
Private Fund GAV* 0 -100%
Avg Account Size 1,208,192,663 44%
SMA’s Yes
Private Funds 0 2

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

42B 36B 30B 24B 18B 12B 6B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker949746804 Stock NameWELLS FARGO & CO $ Position$6,942,000 % Position36.00% $ Change0.00% # Change0.00%
Stck Ticker00123Q104 Stock NameAGNC INVT CORP $ Position$3,924,000 % Position20.00% $ Change9.00% # Change0.00%
Stck Ticker035710839 Stock NameANNALY CAPITAL MANAGEMENT IN $ Position$3,970,868 % Position20.00% $ Change6.00% # Change0.00%
Stck Ticker042315705 Stock NameARMOUR RESIDENTIAL REIT INC $ Position$3,037,173 % Position16.00% $ Change5.00% # Change0.00%
Stck Ticker71722W107 Stock NamePHATHOM PHARMACEUTICALS INC $ Position$681,402 % Position3.00% $ Change-2.00% # Change0.00%
Stck Ticker92189H300 Stock NameVANECK ETF TRUST $ Position$460,080 % Position2.00% $ Change2.00% # Change0.00%
Stck Ticker781154109 Stock NameRUBRIK INC. $ Position$198,051 % Position1.00% $ Change-75.00% # Change-85.00%
Stck Ticker639193101 Stock NameNAVAN INC $ Position$189,798 % Position1.00% $ Change # Change
Stck Ticker81764X103 Stock NameSERVICETITAN INC $ Position$83,933 % Position0.00% $ Change-26.00% # Change-34.00%

Brochure Summary