Adviser Profile

As of Date 01/09/2026
Registration Ohio, Approved, 01/08/2026
Other registrations (1)
ADV Location CARMEL, CA, United States
Contact Info 831 xxxxxxx
Websites
AUM* 598,650,239 40%
of that, discretionary 598,650,239 40%
Number of Employees 8
of those in investment advisory functions 8 33%
Private Fund GAV* 0
Avg Account Size 325,530 13%
% High Net Worth 37.23% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

599M 513M 428M 342M 257M 171M 86M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name EIDE BAILLY LLP Filing Date03/24/2025 Form ADV-E View Report
Accounting Firm Name EIDE BAILLY LLP Filing Date02/23/2024 Form ADV-E View Report
Accounting Firm Name EIDE BAILLY LLP Filing Date08/24/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921910816 Stock NameVANGUARD MEGA CAP GROWTH ETF $ Position$75,183,473 % Position13.00% $ Change16.00% # Change408.00%
Stck Ticker921910840 Stock NameVANGUARD MEGA CAP VALUE ETF $ Position$62,044,757 % Position11.00% $ Change13.00% # Change3.00%
Stck Ticker921943858 Stock NameVANGUARD FTSE DEVELOPED MARKETS ETF $ Position$43,298,306 % Position7.00% $ Change6.00% # Change1.00%
Stck Ticker464287309 Stock NameIVW - ISHARES S&P 500 GROWTH ETF $ Position$43,044,551 % Position7.00% $ Change15.00% # Change-1.00%
Stck Ticker922908538 Stock NameVANGUARD MID CAP GROWTH ETF $ Position$26,096,941 % Position5.00% $ Change14.00% # Change1.00%
Stck Ticker464287408 Stock NameIVE - ISHARES S&0 500 VALUE ETF $ Position$29,007,369 % Position5.00% $ Change4.00% # Change0.00%
Stck Ticker922042858 Stock NameVANGUARD FTSE EMERGING MARKETS ETF $ Position$20,343,056 % Position4.00% $ Change7.00% # Change1.00%
Stck Ticker921910873 Stock NameVANGUARD MEGA CAP CORE ETF $ Position$25,884,988 % Position4.00% $ Change13.00% # Change2.00%
Stck Ticker922908512 Stock NameVANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF $ Position$20,885,343 % Position4.00% $ Change5.00% # Change1.00%
Stck Ticker922908595 Stock NameVANGUARD SMALL CAP GROWTH ETF $ Position$18,893,143 % Position3.00% $ Change16.00% # Change1.00%