Adviser Profile

As of Date 07/02/2026
Registration SEC, Approved, 03/13/2018
Contact Info 800 xxxxxxx
Websites
AUM* 236,702,434 4%
of that, discretionary 236,702,434 4%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 591,756 14%
% High Net Worth 27.39% 9%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

554M 475M 396M 317M 238M 158M 79M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees