9AT: GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP, INC.

Adviser Profile

As of Date	04/07/2026
Registration	SEC, Approved, 04/19/2021
Other registrations (5)	New Hampshire, Terminated, 06/28/2021 Maine, Terminated, 06/04/2021 Vermont, Terminated, 05/27/2021 Louisiana, Terminated, 02/13/2019 Massachusetts, Terminated, 09/29/2014
Contact Info	207 xxxxxxx
Websites

AUM^*	158,145,204 13%
of that, discretionary	157,935,848 15%
Number of Employees	3
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	473,489 11%
% High Net Worth	22.92% -2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

158M 135M 113M 90M 68M 45M 23M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Item 5 - Additional Compensation ................................................................................................ 15 Item 6 - Supervision ...................................................................................................................... 15 Item 7 - Requirements for State-Registered Advisers… .............................................................. 15 Contact Information ...................................................................................................................... 16 Gilbert Capital Group, Inc. was founded in December 1998 by Cass A. Gilbert and Beatrice A. Gilbert, both equal shareholders in the company. Gilbert Capital Group, Inc. is an independent investment advisory firm and is not affiliated with any broker-dealer, bank, or other financial services company. We provide investment advice and portfolio management services to individuals, families, retirement plans, and trusts. After meeting with each client to determine their unique investment objectives and expectations, we manage each portfolio on a discretionary basis. This means that we enter purchase and sale orders for the management of the portfolio without prior

authorization. Portfolios may hold investments in common stocks, no-load stock mutual funds, exchange-traded stock and bond funds, no-load bond mutual funds, money market mutual funds, and corporate, municipal, and US government bonds. With an understanding of each client’s objectives and expectations, actual portfolio holdings are determined by each account’s size, liquidity requirements, asset allocation, income needs, and tax status. Each of our clients has objectives and expectations that are unique to their own circumstances. These are expressed in each account’s asset allocation, security selection, and cash reserves. Clients may also indicate their preferences for the investment of the portfolio. These may include designated cash reserves for defined purposes or as a long-term holding, securities that should be held for personal reasons or tax considerations, and securities that should not be held. Gilbert Capital Group, Inc. only works with clients with whom we have a direct relationship. We do not participate in any wrap fee accounts or services. As of December 2023, Gilbert Capital Group, Inc. manages approximately $132,395,214.00 were $131,526,045.00 is managed on a discretionary basis and $869,169.00 is managed on a non- discretionary basis.

GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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GILBERT CAPITAL GROUP GILBERT CAPITAL GROUP GILBERT CAPITAL GROUP, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP

GILBERT CAPITAL GROUP, INC.