Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 05/26/2000
ADV Location PROVIDENCE, RI, United States
Contact Info 401 xxxxxxx
Websites
AUM* 340,854,267 11%
of that, discretionary 340,854,267 11%
Number of Employees 3 -25%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 1,514,908 70%
% High Net Worth 29.39% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

341M 292M 243M 195M 146M 97M 49M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG3730V105 Stock NameFTAI AVIATION LTD $ Position$32,680,295 % Position9.00% $ Change11.00% # Change1.00%
Stck Ticker49338L103 Stock NameKEYSIGHT TECHNOLOGIES INC $ Position$34,530,555 % Position9.00% $ Change20.00% # Change-3.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$29,205,188 % Position8.00% $ Change12.00% # Change-1.00%
Stck Ticker231021106 Stock NameCUMMINS INC $ Position$26,495,752 % Position7.00% $ Change30.00% # Change-2.00%
Stck Ticker313148306 Stock NameFEDERAL AGRIC MTG CORP $ Position$20,764,532 % Position5.00% $ Change35.00% # Change0.00%
Stck Ticker872540109 Stock NameTJX COS INC NEW $ Position$20,243,582 % Position5.00% $ Change-6.00% # Change-1.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$17,605,140 % Position5.00% $ Change50.00% # Change-1.00%
Stck Ticker217204106 Stock NameCOPART INC $ Position$18,161,238 % Position5.00% $ Change-14.00% # Change1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$19,758,104 % Position5.00% $ Change23.00% # Change-1.00%
Stck Ticker369550108 Stock NameGENERAL DYNAMICS CORP $ Position$14,865,327 % Position4.00% $ Change3.00% # Change0.00%