9AT: FLAGSHIP CAPITAL MANAGEMENT INC

FLAGSHIP CAPITAL MANAGEMENT INC

FLAGSHIP CAPITAL MANAGEMENT INC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 12/17/2019
Other registrations (2)	New Jersey, Terminated, 08/12/2021 Pennsylvania, Terminated, 12/31/2019
ADV Location	MEDIA, PA, United States
Contact Info	610 xxxxxxx
Websites

AUM^*	199,880,000 24%
of that, discretionary	199,880,000 24%
Number of Employees	4
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	1,135,682 -15%
% High Net Worth	35.80% 117%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

200M 171M 143M 114M 86M 57M 29M

2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Flagship Capital Management is a privately held Registered Investment Advisor, incorporated in Delaware in January, 1990. Registration does not imply a certain level of skill or training. The firm has one individual shareholder: Thomas Goldsmith who is actively engaged in the business. Flagship provides investment management services for individuals, corporations, pension and profit-sharing plans, foundations, trusts, and endowment funds. These management services include the selection of investment securities to be purchased on behalf of clients. In addition to the selection of the specific investment securities, the proportion of those securities in relation to the client’s investment account and the timing of the purchase and sale of those securities are included as part

of the management service. Services offered also include financial planning via cash flow budgeting and business and investment advisory services. Client investment portfolios generally contain stocks, bonds, mutual funds, exchange traded funds, and cash. The allocation of these assets varies by individual client and is structured to match the goals and risk tolerance of each client. These allocations are adjusted from time to time to reflect economic and market conditions as well as the changing needs of the client. All client assets are held by third-party custodians who provide clients with monthly statements, as well as confirmations of all trading activity. On December 31, 2023 the total of client assets managed by Flagship on a discretionary basis was $161,206,578.