Adviser Profile

As of Date 02/02/2026
Registration SEC, Approved, 11/06/2007
Other registrations (2)
ADV Location MIDDLETON, WI, United States
Contact Info 608 xxxxxxx
Websites
AUM* 501,043,111 17%
of that, discretionary 501,043,111 17%
Number of Employees 8
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 297,002 15%
% High Net Worth 30.72% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

501M 429M 358M 286M 215M 143M 72M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees