Adviser Profile

As of Date 09/09/2026
Registration SEC, Approved, 10/04/2007
ADV Location BELLEVUE, WA, United States
Contact Info (42 xxxxxxx
Websites
AUM* 1,777,095,540 40%
of that, discretionary 1,639,750,290 37%
Number of Employees 15 15%
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 777,382 16%
% High Net Worth 36.41% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 937M 703M 469M 234M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$60,220,408 % Position11.00% $ Change14.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$49,172,634 % Position9.00% $ Change14.00% # Change13.00%
Stck Ticker90139K100 Stock NameGMO ETF TRUST $ Position$39,578,172 % Position7.00% $ Change15.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$28,725,382 % Position5.00% $ Change-15.00% # Change-25.00%
Stck Ticker85207H104 Stock NameSPROTT ASSET MANAGEMENT LP $ Position$28,053,364 % Position5.00% $ Change-21.00% # Change-8.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$21,850,753 % Position4.00% $ Change-20.00% # Change-14.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$20,237,846 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker88160R101 Stock NameTESLA INC $ Position$17,289,184 % Position3.00% $ Change11.00% # Change-2.00%
Stck Ticker46434V456 Stock NameISHARES TR $ Position$8,002,152 % Position2.00% $ Change27.00% # Change18.00%
Stck Ticker46641Q654 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$12,099,370 % Position2.00% $ Change-6.00% # Change-6.00%

Brochure Summary