Adviser Profile

As of Date 06/30/2026
Registration SEC, Approved, 09/26/2003
ADV Location FOSTER CITY, CA, United States
Contact Info 650 xxxxxxx
Websites
AUM* 3,350,458,062 37%
of that, discretionary 3,350,228,454 47%
Number of Employees 46 15%
of those in investment advisory functions 20 5%
Private Fund GAV* 0
Avg Account Size 831,173 -56%
% High Net Worth 56.14% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 957M 479M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$141,486,013 % Position5.00% $ Change36.00% # Change19.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$149,536,798 % Position5.00% $ Change69.00% # Change49.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$133,393,114 % Position4.00% $ Change42.00% # Change14.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$111,949,127 % Position4.00% $ Change49.00% # Change45.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$131,096,470 % Position4.00% $ Change-27.00% # Change-48.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$82,741,639 % Position3.00% $ Change44.00% # Change43.00%
Stck Ticker548661107 Stock NameLOWES COS INC $ Position$81,493,258 % Position3.00% $ Change-6.00% # Change1.00%
Stck Ticker00846U101 Stock NameAGILENT TECHNOLOGIES INC $ Position$88,508,881 % Position3.00% $ Change15.00% # Change-1.00%
Stck Ticker14448C104 Stock NameCARRIER GLOBAL CORPORATION $ Position$100,205,639 % Position3.00% $ Change25.00% # Change-4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$59,331,483 % Position2.00% $ Change176.00% # Change142.00%

Brochure Summary