Adviser Profile

As of Date 05/01/2026
Registration SEC, Approved, 04/17/2007
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 5,664,692,453 17%
of that, discretionary 4,136,393,850 203%
Number of Employees 25
of those in investment advisory functions 14
Private Fund GAV* 0
Avg Account Size 1,603,820 4%
% High Net Worth 64.32% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

4B 4B 3B 2B 2B 1B 591M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name LILLING & COMPANY LLP Filing Date10/01/2025 Form ADV-E View Report
Accounting Firm Name LILLING & COMPANY LLP Filing Date01/10/2025 Form ADV-E View Report
Accounting Firm Name LILLING & COMPANY LLP Filing Date01/23/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$397,459,029 % Position17.00% $ Change16.00% # Change1.00%
Stck Ticker922020805 Stock NameVANGUARD MALVERN FDS $ Position$131,180,151 % Position6.00% $ Change8.00% # Change8.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$123,697,477 % Position5.00% $ Change18.00% # Change3.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$88,513,019 % Position4.00% $ Change20.00% # Change1.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$96,790,569 % Position4.00% $ Change12.00% # Change5.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$85,771,210 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$88,757,857 % Position4.00% $ Change14.00% # Change3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$76,384,501 % Position3.00% $ Change12.00% # Change-2.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$71,338,621 % Position3.00% $ Change7.00% # Change0.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$58,755,107 % Position3.00% $ Change8.00% # Change-2.00%

Brochure Summary