Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 04/08/2019
Contact Info 800 xxxxxxx
Websites
AUM* 269,676,993 14%
of that, discretionary 259,696,974 45%
Number of Employees 4
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 4,213,703 383%
% High Net Worth 87.67% -9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

260M 223M 185M 148M 111M 74M 37M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary