Adviser Profile

As of Date 05/27/2026
Registration SEC, Approved, 10/01/1989
ADV Location PHOENIX, AZ, United States
Contact Info 602 xxxxxxx
Websites
AUM* 1,621,804,561 6%
of that, discretionary 1,357,971,475 6%
Number of Employees 10
of those in investment advisory functions 10
Private Fund GAV* 0
Avg Account Size 878,075 5%
% High Net Worth 47.92% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 970M 776M 582M 388M 194M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & CO Filing Date03/11/2026 Form ADV-E View Report
Accounting Firm Name THOMAS ZOLLARS & LYNCH LTD Filing Date09/29/2025 Form ADV-E View Report
Accounting Firm Name THOMAS ZOLLARE & LYNCH, LTD. Filing Date04/09/2025 Form ADV-E View Report
Accounting Firm Name THOMAS ZOLLARS & LYNCH Filing Date03/13/2024 Form ADV-E View Report

Brochure Summary