Adviser Profile

As of Date 04/08/2026
Registration SEC, Approved, 07/10/2006
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 472,094,713 25%
of that, discretionary 472,094,713 25%
Number of Employees 9 50%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 497,990 10%
% High Net Worth 25.86% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

472M 405M 337M 270M 202M 135M 67M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$18,995,335 % Position6.00% $ Change20.00% # Change5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$13,096,421 % Position4.00% $ Change3.00% # Change2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$10,458,003 % Position4.00% $ Change19.00% # Change4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,429,567 % Position4.00% $ Change8.00% # Change-5.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,130,958 % Position3.00% $ Change14.00% # Change-8.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$8,534,647 % Position3.00% $ Change9.00% # Change-5.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$9,258,838 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$7,723,336 % Position3.00% $ Change35.00% # Change37.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$9,172,425 % Position3.00% $ Change74.00% # Change50.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$8,954,462 % Position3.00% $ Change30.00% # Change17.00%

Brochure Summary