9AT: SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, INC.

SUNCOAST PROSPERITY ADVISORS

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 08/08/2003
Other registrations (3)	Alabama, Terminated, 11/05/2004 Connecticut, Terminated, 08/19/2003 Florida, Terminated, 08/08/2003
ADV Location	TAMPA, FL, United States
Contact Info	(81 xxxxxxx
Websites

AUM^*	2,114,694,094 55%
of that, discretionary	2,114,694,094 55%
Number of Employees	12 -25%
of those in investment advisory functions	7 -36%
Private Fund GAV^*	0
Avg Account Size	1,083,903 8%
% High Net Worth	19.29% 11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 2B 1B 906M 604M 302M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm B. Types of Advisory Services year, or the client and spouse had a combined income of $300,000 per year the previous 2 years and expect to do the same the current year. The SEC's definition of Accredited Investor is put forth in Rule 501 of Regulation D of the Securities Act of 1933. It has defined Family Offices as qualified clients if they have at least $5 million in assets under management and are directed by a person who can evaluate merits and risks of prospective investments. Accredited investors are permitted to invest in alternative investments but may NOT be charged performance-based fees. The second type are “qualified clients”, who are clients that have over $1 million invested with us, OR a net worth of at least $2.1 million, excluding primary residence. Under current regulations, qualified clients may be charged performance-based fees however, SEM does not do so. SEM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation

(income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent SEM from properly servicing the client account, or if the restrictions would require SEM to deviate from its standard suite of services, SEM reserves the right to end the relationship. A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. SEM does not participate in any wrap fee programs. SEM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $1,364,799,575 $0 December 31, 2023 Investment Supervisory Services Fees SEM’s fee ranges up to 1% of total assets under management per year. C. Client Tailored Services and Client Imposed Restrictions D. Wrap Fee Programs E. Amounts Under Management

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, INC.

SUNCOAST PROSPERITY ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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SUNCOAST EQUITY MANAGEMENT, LLC SUNCOAST EQUITY MANAGEMENT, LLC SUNCOAST EQUITY MANAGEMENT, INC. SUNCOAST PROSPERITY ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, INC.

SUNCOAST PROSPERITY ADVISORS