Adviser Profile

As of Date 03/29/2026
Registration SEC, Approved, 11/16/1978
ADV Location ARMONK, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 42,996,660 15%
of that, discretionary 42,996,660 15%
Number of Employees 2 -33%
of those in investment advisory functions 1 -50%
Private Fund GAV* 110,400 51%
Avg Account Size 895,764 34%
% High Net Worth 15.38% -27%
SMA’s Yes
Private Funds 1

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

137M 117M 98M 78M 59M 39M 20M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Brochure Summary