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Adviser Profile

As of Date 03/19/2024
Adviser Type - Mid-sized advisory firm
Number of Employees 3
of those in investment advisory functions 2
Registration SEC, Approved, 11/16/1978
AUM* 37,545,990 2.51%
of that, discretionary 37,545,990 2.51%
Private Fund GAV* 74,903 -24.03%
Avg Account Size 670,464 8.00%
% High Net Worth 21.21%
SMA’s Yes
Private Funds 1
Contact Info 914 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
137M 117M 98M 78M 59M 39M 20M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$74,903

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Brochure Summary

Overview

Stuyvesant provides investment advisory services for clients on a fully discretionary basis. Portfolio decisions or recommendations are made according to the investment objectives sought by the client. Clients may impose reasonable restrictions on their account based on specific securities, security type, or industry type, among others. Stuyvesant actively manages equity and balanced client accounts. In some accounts, allocation is governed by the Investment Guidelines set forth for the account. Asset allocation in balanced accounts is accomplished by measuring the risk exposure in an asset class and the expected return is based on historical asset class returns. Stock selection focuses on historical earnings growth, as well as forecasted earnings, cash flow, capital structure, and book value. Core holdings are valued using our Stuyvesant Earnings/Dividend Discount Model. Different investment strategies may be employed when managing client accounts. Mr. John Cooper, President and Chief Compliance Officer (“CCO”), and Pete Daly, are responsible for managing equity and balanced client accounts. Stuyvesant also manages accounts using a trend following model called
StuyvesanTrendsTM when managing, which seeks to identify tactical asset allocation opportunities. Investments will generally be focused in exchange-traded funds (“ETFs”), which are instruments that are designed to approximate the returns (or inverse returns) of various market and sector indices in various regions, countries, and asset types. While Stuyvesant does not employ leverage or derivatives in managing the strategy, the ETFs themselves may employ leverage and derivatives. Based on numerous factors, including prevailing market conditions, a portfolio in the managing strategy may utilize few positions in order to achieve desired exposure levels. Mr. Joseph “Pete” Daly, Managing Director, is responsible for managing when managing portfolios. In addition, Stuyvesant provides investment advice to Stuyvesant Partners, L.P. (the “Partnership”). The Partnership is closed for new investments. Stuyvesant Capital Partners, LLC and Mr. John Cooper (collectively “General Partner”), serve as the general partners. The Adviser was founded in 1978 and is primarily owned by Mr. John Cooper. As of December 31, 2023, Stuyvesant managed $37,545,990 on a discretionary basis.