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Adviser Profile

As of Date 08/03/2026
Registration SEC, Approved, 05/03/2006
Other registrations (2)
Contact Info 760 xxxxxxx
Websites
AUM* 2,958,061,526 4%
of that, discretionary 0
Number of Employees 6 50%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 8,148,930 660%
% High Net Worth 98.62% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 845M 423M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees