9AT: GKB PARTNERS LLC

GKB PARTNERS LLC

GKB PARTNERS LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 02/11/2019
Contact Info	203 xxxxxxx

AUM^*	663,402,907 14%
of that, discretionary	0
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	165,850,727 14%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

685M 587M 489M 391M 293M 196M 98M

2018 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm GKB Partners LLC (“GKB,” the “Adviser,” “we,” or “our”) is a Connecticut limited liability company formed in May 2012, by Joseph Batcha, who is the sole proprietor. GKB filed for registration as an investment adviser with the SEC in December 2018. B. Types of Advisory Services Offered GKB is a specialized investment adviser that presently focuses on providing investment management and advisory services on a non-discretionary basis to high net worth individuals. We provide advice to our clients on a broad range of opportunities, including venture capital and late-stage private equity investments, private funds, public and private debt and equity instruments, and options strategies. C. Client Tailored Services & Client Imposed Restrictions The specific

investment management services that we provide to an individual client is set forth in the investment management agreement entered into between GKB and that client. Clients may update us over the course of the relationship regarding specific preferences, such as a preference for, or restriction against, investing in companies in particular industries and specific geographic areas. We will work closely with clients to accommodate such specific restrictions. However, clients have the discretion to choose whether or not to invest in any particular opportunity we present to them. D. Wrap Fee Programs GKB does not sponsor or participate in wrap fee programs. E. Assets Under Management As of December 31st 2021, GKB had $492,691,574 in non-discretionary regulatory assets under management.