Adviser Profile

As of Date 05/13/2026
Registration SEC, Approved, 11/21/2022
ADV Location CEDARHURST, NY, United States
Contact Info 212 xxxxxxx
AUM* 332,379,112 113%
of that, discretionary 0
Number of Employees 5 150%
of those in investment advisory functions 3 200%
Private Fund GAV* 0
Avg Account Size 11,079,304 13%
% High Net Worth 100.00%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

332M 285M 237M 190M 142M 95M 47M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name NAVOLIO & TALLMAN LLP Filing Date12/05/2025 Form ADV-E View Report

Brochure Summary