Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 05/03/2006
Other registrations (1)
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 1,148,644,385 26%
of that, discretionary 1,057,335,518 29%
Number of Employees 10 11%
of those in investment advisory functions 4 -43%
Private Fund GAV* 0
Avg Account Size 2,808,421 46%
% High Net Worth 59.24% -13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1B 906M 755M 604M 453M 302M 151M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST WINTTER & ASSOCIATES LLP Filing Date12/18/2025 Form ADV-E View Report
Accounting Firm Name ERNST WINTTER & ASSOCIATES LLP Filing Date01/13/2025 Form ADV-E View Report
Accounting Firm Name ERNST WINTTER & ASSOCIATES LLP Filing Date03/08/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker742718109 Stock NameProcter Gamble Co $ Position$39,234,237 % Position4.00% $ Change0.00% # Change0.00%
Stck Ticker922042874 Stock NameVanguard European Stock ETF $ Position$38,783,512 % Position4.00% $ Change0.00% # Change0.00%
Stck Ticker46434G764 Stock NameiShares MSCI Emerging Mkts Ex China ETF $ Position$14,246,033 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker69753M105 Stock NamePalomar Holdings Inc $ Position$21,705,263 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker78463X509 Stock NameSPDR Emerging Market ETF $ Position$16,763,671 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSPDR S P Info Technology ETF $ Position$15,342,212 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker81369Y852 Stock NameSPDR Communications Services ETF $ Position$9,126,169 % Position1.00% $ Change0.00% # Change0.00%
Stck Ticker81369Y605 Stock NameSPDR S P Financial ETF $ Position$9,104,639 % Position1.00% $ Change0.00% # Change0.00%
Stck Ticker46432F396 Stock NameiShares MSCI US Momentum ETF $ Position$6,171,752 % Position1.00% $ Change0.00% # Change0.00%
Stck Ticker78462F103 Stock NameSPDR S P 500 ETF $ Position$8,003,734 % Position1.00% $ Change0.00% # Change0.00%

Brochure Summary