9AT: ASCENSION ASSET MANAGEMENT LLC

Adviser Profile

As of Date	12/21/2024
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	200,117,860 14%
of that, discretionary	200,117,860 15%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	4,169,122 26%
% High Net Worth	81.82% 15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TILLMAN HARTLEY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM746.3m	#Funds-
Adviser ALPINE PRIVATE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser SVB WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.1b	#Funds-
Adviser CLOVERFIELDS CAPITAL GROUP, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM358.7m	#Funds-
Adviser ISTO ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser ADALTA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund717.7k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund500.0k	Other Fund-	Total Private Fund GAV1.7m	AUM305.5m	#Funds5
Adviser ATLAS CAPITAL ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser LONG ROAD INVESTMENT COUNSEL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM346.4m	#Funds-
Adviser MARBLE HARBOR INVESTMENT COUNSEL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3m	AUM1.3b	#Funds2
Adviser CORDANT WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM370.5m	#Funds-

Brochure Summary

Overview

A. Firm Information Ascension Asset Management LLC (“Ascension” or “the Firm”) is an independent registered investment advisory firm that provides asset allocation and portfolio management services for high- net-worth investors, trusts and foundations. The firm was founded in June 2004 by Grenville M. Gooder Jr., who is also the owner of the Firm. Daniele Seitz, a Vice President of Ascension, recently passed the Uniform Investment Adviser Law Series 65 examination developed by North American Securities Administrators Association (“NASAA”). The examination is designed to qualify candidates as investment adviser representatives and allows her to perform advisory services on behalf of the Firm. B. Description of Advisory Services Ascension establishes separate portfolios for each client based on a mutual understanding of investment goals and individual circumstances. Within this framework we seek to achieve above average long-term investment returns that are commensurate with each client’s risk tolerance. On behalf of client accounts, the Firm purchases primarily

domestic equities that are liquid and are listed on national exchanges. The Firm may also purchase fixed income securities on behalf of clients. C. Availability of Tailored Services The Firm tailors its services to the individual needs of its clients. Clients may place limitations on the types of instruments that may be purchased for their accounts. Ascension must agree in writing to all such limitations before they will be effective. Ascension endeavors to meet with clients on a regular basis (annually, if possible) to review investment objectives as well as the implementation of investment policy. Clients receive quarterly portfolio reviews together with six and twelve-month performance data from the Firm. Clients are encouraged to compare statements provided by Ascension with those provided by their custodian. D. Wrap Fee Program Ascension does not participate in wrap fee programs. E. Assets Under Management As of December 31, 2024, the Firm had regulatory assets under management of $200,117,860 all of which was managed on a discretionary basis.

ASCENSION ASSET MANAGEMENT LLC

ASCENSION ASSET MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ASCENSION ASSET MANAGEMENT LLC ASCENSION ASSET MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ASCENSION ASSET MANAGEMENT LLC

ASCENSION ASSET MANAGEMENT LLC