Overview
Alpine Private Capital, LLC (“APC”) is an SEC-Registered Investment Adviser with its principal
place of business located in Missouri. APC began conducting business in 1999 as Alpine
Investment Management, LLC (“AIM”). APC became a stand-alone legal entity in December
2016 and subsequently applied for registration with the SEC. As of November 1, 2023, the firm
began conducting investment advisory business under the name of Alpine Private Wealth
(“APW”).
APW is wholly owned by AIM. Alpine Holdings Corp is the sole owner of AIM and a trust
controlled by Nicholas Virgil Tompras is Alpine Holdings Corp’s principal shareholder (i.e., an
individual controlling 25% or more of the company). Nicholas Virgil Tompras is also the Non-
Executive Chairman of APW.
APW is an investment advisor that provides investment advisory services to private wealth
clients. APW utilizes multiple investment strategies and products including those of its affiliate,
Alpine Capital Research, LLC (“ACR”). APW has retained ACR to provide investment advisory
services pursuant to an intercompany and investment sub-advisory agreement. APW has also
retained an additional non-affiliated sub-advisor to manage a Fixed Income High Grade
strategy on behalf of its clients pursuant to an investment sub-advisory agreement. APW
reserves the right to add additional sub-advisors in the future and to terminate any sub-
advisory relationships with sufficient notice.
APW
provides continuous discretionary advice to clients regarding the investment of client
funds based on the individual needs of the client (“Investment Supervisory Services” or “ISS”).
Through personal discussions in which goals and objectives based on a client's particular
circumstances are established, we develop an investment strategy designed to meet those
goals and objectives. During our data-gathering process, we determine the client’s individual
objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, we also review
and discuss a client's prior investment history, as well as family composition and background.
Account supervision is guided by the client's stated objectives as well as tax considerations.
APW also provides financial planning services to Clients that include both discretionary and
non-discretionary securities accounts or assets.
Clients may impose reasonable restrictions on investing in certain securities, types of securities,
or industry sectors.
Because some types of investments involve certain additional degrees of risk, they will only be
implemented/recommended when consistent with the client's stated investment objectives,
tolerance for risk, liquidity, and suitability.
AMOUNT OF MANAGED ASSETS
As of December 31, 2023, APW managed $1,112,191,219 in client assets of which $978,478,127
were managed on a discretionary basis and $133,713,092 on a non-discretionary basis.