9AT: ALPINE PRIVATE WEALTH

Adviser Profile

As of Date	10/15/2026
Registration	SEC, Approved, 01/17/2017
ADV Location	SAINT LOUIS, MO, United States
Contact Info	314 xxxxxxx
Websites

AUM^*	1,453,478,904 49%
of that, discretionary	1,453,478,904 49%
Number of Employees	20 18%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	4,927,047 35%
% High Net Worth	70.51% -4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP	Filing Date09/23/2026	Form ADV-E View Report
Accounting Firm Name ANDERS CPA	Filing Date03/27/2026	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ASCENSION ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM200.1m	#Funds-
Adviser SVB WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.1b	#Funds-
Adviser ISTO ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser ADALTA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund717.7k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund500.0k	Other Fund-	Total Private Fund GAV1.7m	AUM305.5m	#Funds5
Adviser ATLAS CAPITAL ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser TILLMAN HARTLEY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM746.3m	#Funds-
Adviser CLOVERFIELDS CAPITAL GROUP, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM358.7m	#Funds-
Adviser LONG ROAD INVESTMENT COUNSEL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM346.4m	#Funds-
Adviser CORDANT WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM370.5m	#Funds-
Adviser MARBLE HARBOR INVESTMENT COUNSEL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3m	AUM1.3b	#Funds2

Brochure Summary

Overview

Alpine Private Capital, LLC (“APC”) is an SEC-Registered Investment Adviser with its principal place of business located in Missouri. APC began conducting business in 1999 as Alpine Investment Management, LLC (“AIM”). APC became a stand-alone legal entity in December 2016 and subsequently applied for registration with the SEC. As of November 1, 2023, the firm began conducting investment advisory business under the name of Alpine Private Wealth (“APW”). APW is wholly owned by AIM. Alpine Holdings Corp is the sole owner of AIM and a trust controlled by Nicholas Virgil Tompras is Alpine Holdings Corp’s principal shareholder (i.e., an individual controlling 25% or more of the company). Nicholas Virgil Tompras is also the Non- Executive Chairman of APW. APW is an investment advisor that provides investment advisory services to private wealth clients. APW utilizes multiple investment strategies and products including those of its affiliate, Alpine Capital Research, LLC (“ACR”). APW has retained ACR to provide investment advisory services pursuant to an intercompany and investment sub-advisory agreement. APW has also retained an additional non-affiliated sub-advisor to manage a Fixed Income High Grade strategy on behalf of its clients pursuant to an investment sub-advisory agreement. APW reserves the right to add additional sub-advisors in the future and to terminate any sub- advisory relationships with sufficient notice. APW

provides continuous discretionary advice to clients regarding the investment of client funds based on the individual needs of the client (“Investment Supervisory Services” or “ISS”). Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we develop an investment strategy designed to meet those goals and objectives. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, we also review and discuss a client's prior investment history, as well as family composition and background. Account supervision is guided by the client's stated objectives as well as tax considerations. APW also provides financial planning services to Clients that include both discretionary and non-discretionary securities accounts or assets. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Because some types of investments involve certain additional degrees of risk, they will only be implemented/recommended when consistent with the client's stated investment objectives, tolerance for risk, liquidity, and suitability. AMOUNT OF MANAGED ASSETS As of December 31, 2023, APW managed $1,112,191,219 in client assets of which $978,478,127 were managed on a discretionary basis and $133,713,092 on a non-discretionary basis.

ALPINE PRIVATE WEALTH

ALPINE PRIVATE WEALTH

ALPINE PRIVATE CAPITAL

ALPINE PRIVATE CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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ALPINE PRIVATE WEALTH ALPINE PRIVATE WEALTH ALPINE PRIVATE CAPITAL ALPINE PRIVATE CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

ALPINE PRIVATE WEALTH

ALPINE PRIVATE WEALTH

ALPINE PRIVATE CAPITAL

ALPINE PRIVATE CAPITAL, LLC