Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 02/28/2006
Other registrations (1)
Contact Info 305 xxxxxxx
AUM* 373,163,474 46%
of that, discretionary 4,744,085 9%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 20,731,304 46%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

368M 316M 263M 211M 158M 105M 53M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary