Adviser Profile

As of Date 10/10/2025
Registration status Terminated
ADV Location FARGO, ND, United States
Contact Info 701 xxxxxxx
Websites
AUM* 149,372,139 -33%
of that, discretionary 3,428,890 5%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 8,786,596 -29%
% High Net Worth 7.14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

221M 190M 158M 126M 95M 63M 32M
2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees