Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 01/13/2006
Other registrations (1)
ADV Location WHITE PLAINS, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 2,067,860,526 42%
of that, discretionary 2,026,561,632 42%
Number of Employees 21 17%
of those in investment advisory functions 16
Private Fund GAV* 0
Avg Account Size 682,688 25%
% High Net Worth 71.15% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 1B 1B 869M 579M 290M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name SPICER JEFFRIES LLP Filing Date10/08/2025 Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES LLP Filing Date01/08/2025 Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES LLP Filing Date10/24/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$107,044,002 % Position8.00% $ Change13.00% # Change-2.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$92,044,847 % Position7.00% $ Change6.00% # Change7.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$53,235,165 % Position4.00% $ Change22.00% # Change6.00%
Stck Ticker46654Q575 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$35,729,757 % Position3.00% $ Change14.00% # Change15.00%
Stck Ticker46641Q647 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$33,645,762 % Position3.00% $ Change14.00% # Change12.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$26,467,674 % Position2.00% $ Change-9.00% # Change-9.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$24,477,710 % Position2.00% $ Change14.00% # Change-4.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$20,900,942 % Position2.00% $ Change15.00% # Change1.00%
Stck Ticker09257P105 Stock NameBLACKROCK MUN TARGET TERM TR $ Position$32,315,784 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$21,709,208 % Position2.00% $ Change14.00% # Change-1.00%

Brochure Summary