Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 05/21/2004
ADV Location PHOENIX, AZ, United States
Contact Info 602 xxxxxxx
Websites
AUM* 1,810,752,988 101%
of that, discretionary 1,510,143,274 81%
Number of Employees 26 73%
of those in investment advisory functions 14 17%
Private Fund GAV* 0
Avg Account Size 1,079,114 1770%
% High Net Worth 59.50% 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 863M 647M 431M 216M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name THE COLEMAN COMPANY, PLLC Filing Date10/27/2025 Form ADV-E View Report
Accounting Firm Name THE COLEMAN COMPANY, PLLC Filing Date11/11/2024 Form ADV-E View Report
Accounting Firm Name THE COLEMAN COMPANY, PLLC Filing Date10/24/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT $ Position$68,952,291 % Position6.00% $ Change0.00% # Change-1.00%
Stck Ticker025072703 Stock NameAVANTIS INTERNATIONAL EQUITY ETF $ Position$52,435,426 % Position5.00% $ Change6.00% # Change0.00%
Stck Ticker25434V708 Stock NameDIMENSIONAL U.S. CORE EQUITY 2 ETF $ Position$42,320,209 % Position4.00% $ Change18.00% # Change4.00%
Stck Ticker33939L407 Stock NameFLEXSHARES TR MORNSTAR UPSTR $ Position$43,555,697 % Position4.00% $ Change-6.00% # Change5.00%
Stck Ticker025072604 Stock NameAVANTIS EMERGING MARKETS EQUITY ETF $ Position$35,844,186 % Position3.00% $ Change17.00% # Change-2.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF $ Position$22,786,572 % Position2.00% $ Change14.00% # Change8.00%
Stck Ticker92189F106 Stock NameVANECK GOLD MINERS ETF $ Position$21,251,319 % Position2.00% $ Change-13.00% # Change5.00%
Stck Ticker11135F101 Stock NameAVAGO TECHNOLOGIES LTD $ Position$20,085,751 % Position2.00% $ Change18.00% # Change-3.00%
Stck Ticker25434V732 Stock NameDIMENSIONAL EMERGING MARKETS CORE EQUITY 2 ETF $ Position$20,384,736 % Position2.00% $ Change92.00% # Change64.00%
Stck Ticker464287341 Stock NameISHARES S&P GLOBAL ENERGY $ Position$24,462,597 % Position2.00% $ Change-13.00% # Change2.00%

Brochure Summary