Stone Creek Asset Management LLC (“Stone Creek”) was started in March of 2015 by its founder,
Manager and principal owner, John Robb.
We offer individualized investment advice and discretionary advisory services by investing in securities
that Stone Creek believes are suitable for every client based upon their specific circumstances, including
investment objectives, financial goals and risk tolerance. Clients may request reasonable restrictions on
investing in certain securities or types of securities. Restrictions can be found in instruments such as an
Investment Policy Statement, a Client Questionnaire, or added restrictions outlined in Schedule B of the
client’s Investment Management Agreement. The determination of whether a particular client request is
reasonable and feasible is made by us on a case-by-case basis.
Investment Advisory Services: Clients can engage Stone Creek to provide discretionary investment
advisory services on a fee-only basis. Stone Creek’s annual investment advisory fee includes investment
advisory services and, to the extent specifically requested by the client, core financial planning and
consulting services. Clients are responsible for notification to Stone Creek promptly of (i) any changes or
modifications to Client's objectives, (ii) any specific investment restrictions relating to the Client
Account, and/or (iii) any changes in their living or personal status. Charles Schwab & Co., Inc., registered
broker-dealer, Member SIPC (“Schwab”) serves as the custodian for client accounts.
Miscellaneous:
Non-Investment Consulting/Implementation Services. To the extent specifically requested by the
client, Stone Creek may provide consulting services regarding non-investment related matters, such as
estate planning, tax planning, insurance, etc. Neither Stone Creek, nor any of its representatives, serves
as an attorney, accountant, or licensed insurance agent, and no portion of Stone Creek’s services should
be construed as same. To the extent requested by a client, Stone Creek may recommend the services of
other professionals for certain non-investment implementation purposes (i.e. attorneys, accountants,
insurance providers, etc.). The client is under no obligation to engage the services of any such
recommended professional. The client retains absolute discretion over all such implementation
decisions and is free to accept or reject any recommendation from Stone Creek. The client always has
the right to decide whether or not to engage.
Please Note: If the client engages any recommended professional and a dispute
arises
thereafter relative to such engagement, the client agrees to seek recourse exclusively
from and against the engaged professional.
Please Also Note: It remains the client’s responsibility to promptly notify Stone Creek if
there is ever any change in his/her/its financial situation or investment objectives for
the purpose of reviewing/ evaluating/revising Stone Creek’s previous recommendations
and/or services.
Client Obligations. In performing its services, Stone Creek will not be required to verify any
information received from the client or from the client’s other professionals and is expressly authorized
to rely on that information. Moreover, each client is advised that it remains his/her/its responsibility to
promptly notify Stone Creek if there is ever any change in his/her/its financial situation or investment
objectives for the purpose of reviewing/evaluating/revising Stone Creek’s previous recommendations
and/or services.
DOL Disclosure. When Stone Creek provides investment advice to you regarding your
retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title
I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable,
which are laws governing retirement accounts. The way we make money creates some conflicts with
your interests, so we operate under a special rule that requires us to act in your best interest and not
put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give
prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal
advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best
interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest.
Disclosure Statement. A copy of Stone Creek’s written firm brochure as set forth on Part 2A of
Form ADV is provided to each client prior to, or contemporaneously with, the execution of the advisory
agreement.
Wrap Fee Program. Stone Creek does not currently maintain a wrap fee program, although it
might do so in the future.
Assets Under Management: As of December 31, 2023, Stone Creek had total assets under management
of approximately $155,418,540, all of which is managed on a discretionary basis.