Overview
A. GoldIron GP LLC (“GoldIron”) is an investment advisory firm organized as a limited
liability company under the laws of the State of Delaware. Andrew Gundlach, the principal
owner of GoldIron (though a trust for his benefit), founded the company in July 2015.
B. GoldIron provides investment advisory services to a single pooled investment vehicle (the
“Fund”) that is exempt from registration under the Investment Company Act of 1940, as
amended (the “1940 Act”) and whose securities are not registered under the Securities Act
of 1933, as amended (the “Securities Act”). At this point, GoldIron is not anticipating
providing services to other funds or clients.
The Fund makes private equity investments in designated companies approved by the
limited partners of the Fund (each, a “Portfolio Company”). The Adviser’s advisory
services consist of investigating, identifying and evaluating investment opportunities in a
Portfolio Company, structuring, negotiating and making investments in a Portfolio
Company on behalf of the Fund, managing and monitoring the performance of the Portfolio
Company and evaluating realization opportunities.
C. Terms of investments, including Fund objectives, limitations and strategies are governed
exclusively by the terms of the limited partnership agreement of the Fund as supplemented
by separate agreements with the individual limited partners of the Fund (the “Governing
Documents”). GoldIron does not tailor its advisory services to the individual needs of
investors in the Fund (“Investors”). While the Fund will follow the general strategy stated
above, GoldIron manages the Fund based on the investment guidelines and restrictions
stated in the Fund’s Governing Documents. Please see Item 8 (Methods of Analysis,
Investment Strategies, and Risk of Loss) for more information.
D. GoldIron does not participate in wrap fee programs.
E. As of December 31, 2023, GoldIron had approximately $132 million of assets under
management, all managed on a discretionary basis.