A. Firm Information Canton Hathaway, LLC. (the “Advisor,” the “Firm,” “we” or “us”) is a limited liability company formed on April 6, 2018, in the State of Rhode Island. Canton Hathaway is principally owned by Malcolm Chace, James Procaccianti, Kenneth Goodreau, Anthony Marcello and Nicholas Trotman, the Advisor’s Managing Members (the “Principals”). As discussed below, Canton Hathaway offers to its clients (individuals, business entities, trusts, estates, pension and profit-sharing plans, charitable organizations, etc.) investment advisory services, outsourced CIO services and, to the extent specifically requested by a client, other consulting services. B. Investment Advisory Services Investment Management Services Canton Hathaway provides personalized investment advisory services primarily to individuals, family groups, trusts, and charitable organizations. Our Clients are predominantly taxable entities, and tax consequences are included as part of the investment decision. Each account is individually managed, and investments for each account will be made primarily in liquid securities, including common stocks, government, corporate and municipal bonds, mutual funds, and exchange-traded funds. For our clients who are also accredited investors, we will explore investments in limited partnerships and private investment pools to the extent consistent with the investment program established in respect to such individual. We utilize proprietary factor-based models to manage risk in client portfolios in accordance with their investment policy statement. Fund Management Services We offer fund management services to our affiliates CH Hotel Investment I, LLC, CH Hotel Investment II, LLC, CH PE Investment I, LLC, CH NEON INV, LLC. Each Fund is structured as a general partnership where investors in the Fund are limited partners. We provide fund management services which include determining what investment will be purchased and held by the Fund. Generally, funds are created for the purpose of investing

into a single project, such as a property, or to invest in a private equity fund or an individual company. Canton Hathaway advisors may recommend that clients who are accredited investors (as defined in Regulation D promulgated under the Securities Act of 1933)invest in each affiliated fund. However, a client investment into any private placements is done on a non-discretionary basis. Clients will be provided with each fund’s offering memorandum prior to any investment. Outsourced CIO Service We offer consulting and investment advisory services to pension plans and other institutions. As part of this service, we conduct quarterly meetings with the institution or pension plan to determine progress towards the plan’s goals and obligations. All advice is customized to the plan and needs of the client. Subadvisory Services We also serve as a subadvisor at times to RIA Firm(s), providing investment management services to other investment advisers. C. Client Account Management Canton Hathaway advises Clients based on their individual needs. All accounts are individually managed in consideration of the Client’s current and future income needs, tolerance for taxes, and the ultimate disposition of the assets. Customarily, at the start of the advisory relationship we determine the asset allocation strategy to meet the risk and income requirements of the Client; we then manage the account accordingly. Periodically, we meet with the Client to make sure that the initial parameters still hold and adjust them as necessary. If a client imposes a restriction on investing in certain securities, we will abide by it or suggest that the Client seek another investment adviser if we feel that we are unable to work within the restrictions. D. Wrap Fee Programs Canton Hathaway does not participate in wrap fee programs. E. Assets Under Management As of December 31, 2022, Canton Hathaway manages assets totaling $495,689,785 on a discretionary basis and $55,567,413 on a non-discretionary basis.