9AT: THE LAM GROUP, INC.

THE LAM GROUP, INC.

THE LAM GROUP, INC.

Adviser Profile

As of Date	02/23/2026
Registration	SEC, Approved, 01/02/2004
Contact Info	503 xxxxxxx
Websites

AUM^*	507,399,802 43%
of that, discretionary	415,762,966 25%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,879,259 46%
% High Net Worth	66.67% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

416M 356M 297M 238M 178M 119M 59M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A The Lam Group, Inc. (“TLG” “we” “us” and “Advisor”) is a Delaware Sub-Chapter S corporation registered as an investment advisor under the laws of the Securities and Exchange Commission. Our principal place of business is located in Lake Oswego, Oregon. Nelson J. Lam is the President and Chief Investment Officer of The Lam Group which began business as a Registered Investment Advisor (RIA) in 2001; and Bettina (“Tina”) S. Lee is a Managing Director and the Chief Operating Officer of The Lam Group. These two individuals control 100% of the company. B, C We specialize in providing investment management and consulting services for taxable high- net worth families and family offices, as well as for foundations, endowments and select institutions. Our focus is on the construction and management of investment portfolios

matched to the return objectives and risk tolerances of our Clients. Our investment philosophy is based on portfolio asset allocation, investment manager research and selection, and the minimization of taxes and transaction costs. The actual management of investment accounts is driven by each Client’s investment policy, formulated with the Client prior to investment implementation. It is this investment policy that sets the objectives and risk parameters for the portfolio, as well as defining the types of securities or investments to be used within each asset class. D We do not participate in any wrap-fee programs. E We manage approximately $333.710 MM of Client assets on a discretionary basis, and $22.156 MM of Client assets on a non-discretionary basis. These amounts were calculated as of December 31, 2023.