| As of Date | 09/09/2026 |
| Registration | SEC, Approved, 09/10/2001 |
| ADV Location | DENVER, CO, United States |
| Contact Info | 303 xxxxxxx |
| Websites |
| AUM* | 268,751,194 17% |
| of that, discretionary | 267,318,341 18% |
| Number of Employees | 3 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 657,093 15% |
| % High Net Worth | 57.38% -8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC | Hedge Fund25.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV25.0m | AUM706.0m | #Funds1 | |
| Adviser NEW CAPITAL MANAGEMENT, LP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM533.5m | #Funds- | |
| Adviser FIVE OCEANS ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM456.2m | #Funds- | |
| Adviser VAN CLEEF ASSET MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser ERVIN INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM269.9m | #Funds- | |
| Adviser ROBINSON VALUE MANAGEMENT, LTD. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM202.3m | #Funds- | |
| Adviser FINSYM PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM188.0m | #Funds- | |
| Adviser ORION INVESTMENT CO | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM515.4m | #Funds- | |
| Adviser GREAT PATH PLANNING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM167.2m | #Funds- | |
| Adviser ELMWOOD WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM477.9m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker29287L700 | Stock NameTCW ETF TRUST | $ Position$34,912,919 | % Position15.00% | $ Change0.00% | # Change3.00% |
| Stck Ticker35473P546 | Stock NameFRANKLIN TEMPLETON ETF TR | $ Position$21,502,133 | % Position9.00% | $ Change1.00% | # Change-2.00% |
| Stck Ticker98149E303 | Stock NameWORLD GOLD TR | $ Position$12,822,406 | % Position6.00% | $ Change-7.00% | # Change-10.00% |
| Stck Ticker38149W549 | Stock NameGOLDMAN SACHS ETF TR | $ Position$12,568,946 | % Position5.00% | $ Change | # Change |
| Stck Ticker464288281 | Stock NameISHARES TR | $ Position$10,510,847 | % Position5.00% | $ Change-8.00% | # Change-2.00% |
| Stck Ticker69374H881 | Stock NamePACER FDS TR | $ Position$6,262,072 | % Position3.00% | $ Change179.00% | # Change160.00% |
| Stck Ticker922040845 | Stock NameVANGUARD INSTL INDEX FD | $ Position$7,486,970 | % Position3.00% | $ Change2154.00% | # Change2153.00% |
| Stck Ticker92206C706 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$5,634,214 | % Position2.00% | $ Change | # Change |
| Stck Ticker478160104 | Stock NameJOHNSON & JOHNSON | $ Position$4,743,237 | % Position2.00% | $ Change4.00% | # Change-1.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$3,674,984 | % Position2.00% | $ Change12.00% | # Change-2.00% |