Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 09/02/2020
Other registrations (2)
ADV Location GOSHEN, NY, United States
Contact Info 845 xxxxxxx
Websites
AUM* 167,227,197 16%
of that, discretionary 162,555,038 16%
Number of Employees 3 50%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 590,909 14%
% High Net Worth 78.57% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

163M 139M 116M 93M 70M 46M 23M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name RICHEY MAY Filing Date10/09/2025 Form ADV-E View Report
Accounting Firm Name RICHEY MAY Filing Date11/25/2024 Form ADV-E View Report
Accounting Firm Name RICHEY MAY Filing Date11/08/2023 Form ADV-E View Report