Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 10/22/2003
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 933,319,315 8%
of that, discretionary 933,319,315 8%
Number of Employees 10 -9%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 1,216,844 12%
% High Net Worth 19.43% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 943M 786M 629M 471M 314M 157M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US, LLP Filing Date01/14/2026 Form ADV-E View Report
Accounting Firm Name BAKER TILLY Filing Date07/17/2024 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date10/18/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORPORATION $ Position$57,552,510 % Position8.00% $ Change3.00% # Change2.00%
Stck Ticker46625H100 Stock NameJ.P. MORGAN CHASE & CO $ Position$52,705,367 % Position7.00% $ Change10.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE COMPUTER INC $ Position$51,301,792 % Position7.00% $ Change13.00% # Change-1.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORP $ Position$30,340,099 % Position4.00% $ Change-8.00% # Change-2.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$18,921,612 % Position3.00% $ Change22.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET CLASS A $ Position$23,994,894 % Position3.00% $ Change21.00% # Change-3.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$20,403,037 % Position3.00% $ Change49.00% # Change-2.00%
Stck Ticker219350105 Stock NameCORNING INC $ Position$19,457,380 % Position3.00% $ Change81.00% # Change-3.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHINE $ Position$18,733,929 % Position3.00% $ Change16.00% # Change0.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$22,786,188 % Position3.00% $ Change4.00% # Change0.00%

Brochure Summary