Adviser Profile

AUM* 1,693,368,017 41%
of that, discretionary 1,519,482,721 48%
Number of Employees 14 8%
of those in investment advisory functions 11 57%
Private Fund GAV* 0
Avg Account Size 420,191 21%
% High Net Worth 26.31% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 868M 651M 434M 217M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GRASSI & CO., CPAS, P.C. Filing Date09/26/2025 Form ADV-E View Report
Accounting Firm Name GRASSI & CO., CPAS, P.C. Filing Date10/25/2024 Form ADV-E View Report
Accounting Firm Name GRASSI & CO., CPAS, P.C. Filing Date10/27/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$58,265,554 % Position7.00% $ Change15.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$32,619,285 % Position4.00% $ Change15.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$31,844,125 % Position4.00% $ Change28.00% # Change1.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$35,270,316 % Position4.00% $ Change17.00% # Change1.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$38,711,911 % Position4.00% $ Change6.00% # Change3.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$25,116,901 % Position3.00% $ Change20.00% # Change4.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$23,506,505 % Position3.00% $ Change17.00% # Change2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$26,922,126 % Position3.00% $ Change17.00% # Change2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$24,517,337 % Position3.00% $ Change25.00% # Change1.00%
Stck Ticker45783Y442 Stock NameINNOVATOR ETFS TRUST $ Position$14,097,145 % Position2.00% $ Change4.00% # Change0.00%

Brochure Summary