Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 05/15/1985
ADV Location WINONA LAKE, IN, United States
Contact Info 800 xxxxxxx
Websites
AUM* 5,813,231,190 43%
of that, discretionary 5,138,201,003 49%
Number of Employees 84 12%
of those in investment advisory functions 49 11%
Private Fund GAV* 0
Avg Account Size 871,157 15%
% High Net Worth 43.29% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

5B 4B 4B 3B 2B 1B 734M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE & MORAN, PLLC Filing Date09/20/2024 Form ADV-E View Report
Accounting Firm Name PLANTE & MORAN, PLLC Filing Date06/29/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25434V203 Stock NameDIMENSIONAL ETF TRUST $ Position$277,580,741 % Position22.00% $ Change9.00% # Change3.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$156,967,173 % Position13.00% $ Change2717.00% # Change2359.00%
Stck Ticker97717Y634 Stock NameWISDOMTREE TR $ Position$114,773,750 % Position9.00% $ Change7.00% # Change1.00%
Stck Ticker922908512 Stock NameVANGUARD INDEX FDS $ Position$112,440,443 % Position9.00% $ Change8.00% # Change0.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$99,733,675 % Position8.00% $ Change12.00% # Change-3.00%
Stck Ticker46429B267 Stock NameISHARES TR $ Position$87,589,546 % Position7.00% $ Change3.00% # Change3.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$34,391,684 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$6,803,595 % Position1.00% $ Change-14.00% # Change-15.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$11,303,751 % Position1.00% $ Change0.00% # Change-13.00%
Stck Ticker922042742 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$10,122,852 % Position1.00% $ Change13.00% # Change0.00%

Brochure Summary