Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 12/31/1997
Contact Info 917 xxxxxxx
AUM* 68,447,213 5%
of that, discretionary 38,887,006 22%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 11,407,869 75%
% High Net Worth 71.43% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

39M 33M 28M 22M 17M 11M 6M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary