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Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 01/04/2021
ADV Location SAN RAFAEL, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 705,146,641 14%
of that, discretionary 522,290,132 43%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 947,778 5%
% High Net Worth 77.82% 7%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

522M 448M 373M 298M 224M 149M 75M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$22,277,586 % Position11.00% $ Change13.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$22,634,455 % Position11.00% $ Change79.00% # Change44.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$13,494,092 % Position7.00% $ Change10.00% # Change-4.00%
Stck Ticker46434V621 Stock NameISHARES TR $ Position$13,771,209 % Position7.00% $ Change10.00% # Change1.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$11,150,213 % Position5.00% $ Change17.00% # Change2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$7,488,151 % Position4.00% $ Change11.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$5,642,832 % Position3.00% $ Change1.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$6,343,988 % Position3.00% $ Change22.00% # Change-1.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$6,494,625 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$6,939,875 % Position3.00% $ Change9.00% # Change-1.00%

Brochure Summary