Adviser Profile

As of Date 03/03/2026
Registration SEC, Approved, 01/14/1982
ADV Location SAN RAFAEL, CA, United States
Contact Info 415 xxxxxxx
AUM* 221,189,432 14%
of that, discretionary 94,430,663 7%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,650,667 22%
% High Net Worth 84.95% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

127M 109M 91M 72M 54M 36M 18M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees