9AT: SENTRY, LLC

SENTRY, LLC

other names

SENTRY, LLC

Adviser Profile

As of Date	03/25/2026
ADV Location	MEMPHIS, TN, United States
Adviser Type - Large advisory firm
Number of Employees	4 33%
of those in investment advisory functions	3 50%
Registration	SEC, Approved, 06/24/2009

AUM^*	2,329,646,715 -2%
of that, discretionary	599,816,835 -45%
Private Fund GAV^*	0 -100%
Avg Account Size	9,281,461 1%
% High Net Worth	68.92% -8%
SMA’s	Yes
Private Funds	0 1
Contact Info	901 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 1B 835M 626M 417M 209M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name WATKINS UIBERALL, PLLC	Filing Date10/25/2024	Form ADV-E View Report
Accounting Firm Name WATKINS UIBERALL, PLLC	Filing Date04/04/2024	Form ADV-E View Report

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker31428X106	Stock NameFEDEX CORP	$ Position$165,158,594	% Position45.00%	$ Change-20.00%	# Change-34.00%
Stck Ticker464287200	Stock NameISHARES TR	$ Position$13,470,451	% Position4.00%	$ Change4.00%	# Change1.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$13,308,492	% Position4.00%	$ Change-8.00%	# Change-2.00%
Stck Ticker149123101	Stock NameCATERPILLAR INC	$ Position$11,330,350	% Position3.00%	$ Change20.00%	# Change0.00%
Stck Ticker172908105	Stock NameCINTAS CORP	$ Position$11,158,569	% Position3.00%	$ Change-9.00%	# Change0.00%
Stck Ticker053015103	Stock NameAUTOMATIC DATA PROCESSING IN	$ Position$7,179,547	% Position2.00%	$ Change-13.00%	# Change-1.00%
Stck Ticker30231G102	Stock NameEXXON MOBIL CORP	$ Position$5,641,835	% Position2.00%	$ Change4.00%	# Change-3.00%
Stck Ticker478160104	Stock NameJOHNSON & JOHNSON	$ Position$8,026,344	% Position2.00%	$ Change11.00%	# Change0.00%
Stck Ticker437076102	Stock NameHOME DEPOT INC	$ Position$6,942,396	% Position2.00%	$ Change-15.00%	# Change0.00%
Stck Ticker931142103	Stock NameWALMART INC	$ Position$7,706,012	% Position2.00%	$ Change7.00%	# Change-1.00%

Brochure Summary

Overview

Firm Description and Principal Owners: Sentry, LLC (“Sentry”) was formed in May, 2009 and registered with the SEC on June 24, 2009. The Firm was formed for the sole purpose of providing superior investment advisory services to individuals, families and institutions. The Principal and Associates have more than 60 years in the investment business combined. The Managing Principal for Sentry, LLC is Joseph McCaughan Morrison, CFA. Types of Advisory Services The services offered by Sentry include: (1) creation of written goals and investment guidelines; (2) asset allocation studies to determine appropriate investment strategies for achieving the stated goals for each client; (3) searches, selection and retention of appropriate investment vehicles retained for implementing the client’s investment strategy; (4) periodic performance monitoring and evaluation to ensure that selected investment vehicles remain true to assigned client mandates and that each strategy remains in line with the particular client's investment guidelines; (5) special projects as requested by a client; and (6) management of investors’ investments on a discretionary basis. Sentry provides investment consultation and management services to high net worth individuals, their trusts and estates, and charitable organizations. Each of our services is customized to

the client’s needs. Therefore, we do not manage “model” portfolios. Each client can instruct us to avoid trading a security, industry or investment vehicles if so desired. Although not part of general practice, Sentry, LLC may on occasion, or has historically, recommended a third-party investment advisor to manage all or a portion of the clients assets. In these cases, the client will pay a management fee, in addition to the fees paid Sentry, LLC , to the third party investment advisor. Also, the client will execute a separate investment agreement with the third-party investment manager. Sentry will ensure the delivery of the third-party investment advisor’s Part 2A disclosure brochure and Form CRS (if applicable) are delivered to the clients either directly by Sentry or by the third-party investment advisor. Sentry also acts as a managing member to a Special Purpose Vehicle (SPV) that will invest in a startup company. Clients of Sentry will be recommended to invest in the SPV, but only if they meet specific income thresholds and qualifications and after having executed a separate limited partnership agreement. Asset Management As of December 31, 2023, Sentry, LLC had $2,378,668,173 in total assets under management. These assets are designated as $1,087,694,749 in discretionary assets and $1,290,973,424 in non- discretionary assets.