Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 04/02/1996
ADV Location MONTGOMERY, OH, United States
Contact Info 513 xxxxxxx
Websites
AUM* 31,477,906,332 168%
of that, discretionary 31,477,906,332 168%
Number of Employees 45 114%
of those in investment advisory functions 8 60%
Private Fund GAV* 473,240,096
Avg Account Size 2,098,527,089 -64%
SMA’s Yes
Private Funds 4 4

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

31B 27B 22B 18B 13B 9B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CROWE LLP Filing Date01/02/2026 Form ADV-E View Report
Accounting Firm Name CROWE LLP Filing Date01/10/2025 Form ADV-E View Report

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$943,757,918 % Position30.00% $ Change6.00% # Change-7.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$642,972,978 % Position20.00% $ Change12.00% # Change-2.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$556,717,761 % Position17.00% $ Change-5.00% # Change-5.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$217,555,027 % Position7.00% $ Change15.00% # Change0.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$182,011,160 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$129,538,651 % Position4.00% $ Change25.00% # Change-2.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$80,751,000 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$105,406,438 % Position3.00% $ Change-17.00% # Change-17.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$71,672,598 % Position2.00% $ Change2.00% # Change-5.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$41,540,090 % Position1.00% $ Change15.00% # Change0.00%

Brochure Summary